SEBI Regulatory Disclosures

Data for the month ending: December 2022

Sr NoReceived fromPending at the end of last monthReceivedResolved*Total pending#Pending complaints > 3 monthsAverage resolution time^ (in days)
1Directly from investors000000
2SEBI (SCORES)000000
3Other sources (if any)000000
 Grand Total000000

Trend of monthly disposal of complaints

Sr NoMonthCarried forward from previous monthReceivedResolved*Pending#
1April 20220000
2May 20220000
3June 20220000
4July 20220000
5August 20220000
6September 20220000
7October 20220000
8November 20220000
9December 20220000
10January 20230000
11February 2023000o
12March 20230000

Trend of annual disposal of complaints

Sr NoYearCarried forward from previous yearReceivedResolved*Pending#

The SEBI SCORES website for logging complaints against listed companies/intermediaries including investment advisers can be accessed here.

The SEBI Scores android app can be downloaded from here.

The Investor charter for Investment advisers to facilitate investor awareness about various activities which an investor deals with while availing the services of an investment adviser has been developed by SEBI. The Investor charter can be downloaded here. Pages 3 to 6 of Annexure A of this circular is the SEBI Investor charter.

SEBI circulars pertaining to Investment adviser regulations can be downloaded from the SEBI webiste through this link.